Date: Tue, 26 Apr 94 08:42:32 EDT
From: Jerry Leichter <firstname.lastname@example.org>
Subject: Stress Analysis of a Software Project [long]
The following, which claims to be an internal Silicon Graphics memo, has
already seen fairly broad network distribution. I have no way of verifying
that it is what it claims to be, but (a) I'm told by someone with close
dealings with SGI that it fits with what he's heard; (b) if it's a fake,
someone put a huge amount of effort into producing it.
I forward it to RISKS as a wonderful record of what goes wrong with large
software projects, and why. It would be as useful if all the names, including
the company and product names, were removed. This memo should not be seen as
an indictment of SGI, which is hardly unique. There is good evidence that
Sun, for example, had very similar problems in producing Solaris; and I
watched the same thing happen with the late, unlamented DEC Professional
series of PC's, and something like it almost happen with firmware for DEC
terminals a number of years back.
I hope that Tom Davis's position hasn't been badly hurt by the broad
distribution of his memo - but based on the traditional reaction to bearers of
bad news, especially when the bad news becomes widely known, I can't say I'm
sanguine about it.
------- Begin Document -------
Software Usability II
October 5, 1993
Last May, I published my first report on software usability, which
Rocky Rhodes and I presented to at Tom Jermoluk's staff meeting (with
Ed, but without Tom). Subsequently, I made it available to quite a few
This sequel is to satisfy all those people who have urged me to bring
it up to date. I begin with a summary; details follow.
Please read at least the summary.
Release 5.1 is a disappointment. Performance for common operations has
dropped 40% from 4.0.5, we shipped with 500 priority 1 and 2 bugs, and
a base Indy is much more sluggish than a Macintosh. Disk space
requirements have increased dramatically.
The primary cause is that we attempted far too much in too little
time. Management would not cut features early, so we were forced to
make massive cuts in the final weeks of the release.
What shall we do now? Let's not look for scapegoats, but learn from
our mistakes and do better next time.
A December release of 5.1.2 is too early to fix much -- we'll spend
much more time on the release process than fixing things. Allow enough
time for a solid release so we don't get: 18.104.22.168, 22.214.171.124, 126.96.36.199, ...
Let's decide ahead of time exactly what features are in 5.1.2. If we
pick a reasonable set we'll avoid emergency feature cuts at the end.
Nobody knows what's wrong -- opinions are as common as senior
engineers. The software environment is so convoluted that at times it
seems to rival the US economy for complexity and unpredictability. I
propose massive code walk-throughs and design reviews to analyze the
software. We'll be forced to look closely at the code, and fresh
reviewers can provide fresh insights.
For the long term, let's change the way we do things so that the
contents and scheduling of releases are better planned and executed.
Make sure marketing and engineering expectations are in agreement.
We've addressed some of the problems presented in the original May
report, but not enough. Most of the report's warnings and predictions
have come true in 5.1. If we keep doing the exact same thing, we'll
keep getting the exact same results.
I'm preparing this report in ASCII to make it widely available. It's
easy to distribute via news and mail, and everyone can read it.
An ASCII version of the May 12 report can be found in:
The included quotations are not verbatim. Although the wordings
are inexact, I believe they capture the spirit of the originals.
"Do you want to be a bloat detective? It's easy;
just pick any executable. There! You found some!"
-- Rolf van Widenfelt
In the May report, I listed a bunch of executable sizes, and pointed
out that they were unacceptable if we intended to run without serious
paging problems on a 16 megabyte system. Between May and the 5.1
release, many have grown even larger. IRIX went up from 4.8 megabytes
to 8.1 megabytes, and has a memory leak that causes it to grow. Within
a week, my newly-booted 5.1 IRIX was larger than 13.8 megabytes -- a
big chunk of a 16 megabyte system. It's wrong to require our users to
reboot every week.
There are too many daemons. In a vanilla 5.1 installation with Toto,
there are 37 background processes.
DSOs were supposed to reduce physical memory usage, but have had just
the opposite effect, and their indirection has reduced performance.
Programs like Roger Chickering's "Bloatview" based on Wiltse
Carpenter's work make some problems obvious. The news reader "xrn",
starts out small, but leaks memory so badly that within a week or so it
grows to 9 or 10 megabytes, along with plenty of other large programs.
But what's really embarrassing is that even the kernel leaks memory
that can't be recovered except by rebooting!
Showcase grew from 3.2 megabytes to 4.0 megabytes, and the master and
status gizmos which are run by default occupy another 1.7 megabytes.
Much of this happened simply by recompiling under 5.1 -- not because of
The window system (Xsgi + 4Dwm) is up from 3.2 MB to 3.6 MB, and
the miscellaneous stuff has grown as well. As I type now, I have the
default non-toto environment plus a single shell and a single text
editor, jot. The total physical memory usage is 21.9 megabytes, and
only because I rebooted IRIX yesterday evening to reduce the kernel
size. Luckily, I'm on a 32 megabyte system without Toto, or I'd be
swamped by paging.
Much of the problem seems to be due to DSOs that load whole libraries
instead of individual routines. Many SGI applications link with 20 or
so large DSOs, virtually guaranteeing enormous executables.
In spite of the DSOs, large chunks of Motif programs remain unshared,
and duplicated in all Motif applications.
"Indy: an Indigo without the 'go'".
-- Mark Hughes (?)
"X and Motif are the reasons that UNIX deserves to die."
-- Larry Kaplan
The performance story is just as bad. I was tempted to write simply,
"Try to do some real work on a 16 megabyte Indy. Case closed.", but
I'll include some details.
In May, I listed some unacceptable Motif performance measurements.
Just before 5.1 MR, someone reran my tests and discovered that the
performance had gotten even worse. Some effort was expended to tune
the software so that instead of being intolerable, it was back to
merely unacceptable performance.
We no longer report benchmark results on our standard system. The
benchmarks are not done with the DSO libraries; they are all compiled
non-DSO so that the performance in 5.1 has not declined too much.
Before I upgraded from 4.0.5 to the MR version of 5.1, I ran some
timings of some everyday activities to see what would happen. These
timings were all made with the wall clock, so they represent precisely
what our users will see. I run a 32 megabyte R4000 Elan.
Test 4.0.5 5.1 % change
---- ----- --- --------
C compile of a 25 sec 35 sec 40%
C++ compile of a 68 sec 105 sec 54%
Showcase startup, 13 sec 18 sec 38%
May report file
Start a shell <2 sec ~3 sec ~50%
Jot 2 MB file <2 sec ~3 sec ~50%
What's most frightening about the 5.1 performance is that nobody knows
exactly where it went. If you start asking around, you get plenty of
finger-pointing and theories, but few facts. In the May report, I
proposed a "5% theory", which states that each little thing we add
(Motif, internationalization, drag-and-drop, DSOs, multiple fonts, and
so on) costs roughly 5% of the machine. After 15 or 20 of these,
most of the performance is gone.
Bloating by itself causes problems. There's heavy paging, there's so
much code and it's so scattered that the cache may as well not be
there. The window manager and X and Toto are so tangled that many
minor operations like moving the mouse or deleting a file wake up all
the processes on the machine, causing additional paging, and perhaps
graphics context swaps.
But bloat isn't the whole story. Rocky Rhodes recently ran a small
application on an Indy, and noticed that when he held the mouse button
down and slid it back and forth across the menu bar, the (small) pop-up
menus got as much as 25 seconds behind. He submitted a bug, which was
dismissed as paging due to lack of memory. But Rocky was running with
160 megabytes of memory, so there was no paging. The problem turned
out to be Motif code modified for the SGI look that is even more
sluggish than regular Motif. Perhaps the problem is simply due to the
huge number of context swaps necessary for all the daemons we're
The complexity of our system software has surpassed the ability of
average SGI programmers to understand it. And perhaps not just average
programmers. Get a room full of 10 of our best software people, and
you'll get 10 different opinions of what's causing the lousy
performance and bloat. What's wrong is that the software has simply
become too complicated for anyone to understand.
WHAT WENT WRONG IN 5.1?
The one sentence answer is: we bit off more than we could chew. As a
company, we still don't understand how difficult software is.
We planned to make major changes in everything -- a new operating
system, new compilers, a new user environment, new tools, and lots of
new features in the multi-media area. Not only that, but the new stuff
was promised to do everything the old software had done, and with major
enhancements. (Early warning: version 6.0 promises to be even more
About 9 months ago, Rocky and I pointed out the impossibility of what
we were attempting. Rather than reduce the scope of the projects, a
decision was made to hire a couple of contractors (who know nothing
about our system) to handle the worst user interface problems in the
Roxy project. In addition, promises were obtained from various
executives that a significant effort would be made to improve software
Management was basically afraid to cut any features, so we continued to
work on a project that was far too large. The desperate attempt to do
everything caused programmers to cut corners, with disastrous effects
on the bug count. And the bug count was high simply because 5.1 was so
Only when the situation was beyond hope of repair did we start to do
something. Features and entire products were removed wholesale from the
release, and hundreds of high-priority bugs were classified as
exceptions, so that we could ship with "no priority 1 and 2 bugs". We
did, however, ship with over 500 "exceptions". The release was deemed
too crummy to push to all our machines, but was restricted to the
Indys, the high-end machines, and a few others where new hardware
required the new software. Due to the massive bug count, virtually no
performance tuning was done.
When the schedule is impossible as it was in 5.1, the release process
itself can get in the way. The schedule imposes a code freeze long
before the software is stable, and fixing things becomes much more
difficult. If you know you're going to be late, slip before the code
freeze, not after. We're trying to wrap up the box before the stuff
inside is finished, and then trying to fix things inside the box
without undoing the wrapping -- it has to be less efficient.
There was never an overall software architect, and there still is not,
and until Way Ting was given the job near the end, there was no manager
in charge of the 5.1 release, either.
I wrote a note in sgi.bad-attitude about the "optimist effect", which I
believe is mostly true. In condensed form:
Optimists tend to be promoted, so the higher up in the organization
you are, the more optimistic you tend to be. If one manager says
"I can do that in 4 months", and another only promises it in 6
months, the 4 month guy gets the job. When the software is 4 months
late, the overall system complexity makes it easy to assign blame
elsewhere, so there's no way to judge mis-management when it's time
To look good to their boss, most people tend to put a positive spin
on their reports. With many levels of management and increasing
optimism all the way up, the information reaching the VPs is very
filtered, and always filtered positively.
The problem is that the highly filtered estimates are completely out of
line with reality (at least in recent software plans here at SGI), and
there are no reality checks back from the VPs to the engineers on the
bottom. I think it's great to have aggressive schedules where you try
to get things out 20% or so faster than you'd expect. The problem is
that in 5.1, the engineers were expected to get things out 80% faster,
and it was clearly impossible, so many just gave up.
We certainly didn't win any morale prizes among the engineers with
5.1. It's the first release here at SGI where most of the engineers I
talked to are ashamed of the product. There are always a few, but this
time there were many. When engineers were asked to come in over the
weekends before the 5.1 release to fix show-stopper bugs, I heard a
comment like: "Why bother? SGI's going to release it anyway, whether
they're fixed or not."
I'm not blaming the engineers. Most of them worked their hearts out
for 5.1, and did the best they could, given the circumstances. They'll
be happy to buy into a plan where there's a 20% stretch, but not where
there's an 80% stretch. They figure: "It's hopeless, and I'll be late
anyway, and I'm not going to get rewarded for that, so why kill
Marketing - Engineering Disconnect
"Marketing -- where the rubber meets the sky."
There's a disconnect between engineering and marketing. It's not
surprising -- marketing wants all the whiz-bang features, it wants to
run in 16 megabytes, and it wants it yesterday. Although engineering
would like the same things, it is faced with the reality of time
limits, fixed costs, and the laws of nature.
It's great to have pressure from marketing to do a better job, but at
SGI, we often seem to have deadlocks that are simply not resolved.
Marketing insists that Indy will work in 16 megabytes and engineering
insists that it won't, but both continue to make their plans without
resolving the conflict, so today we're shipping virtually useless 16 MB
systems. Similarly for feature lists, reliability requirements, and
Well, at least we met the deadline.
WHAT TO DO -- SHORT TERM (5.1.2)
"We should sell 'bloat credits', the way the government
sells pollution credits. Everybody's assigned a certain
amount of bloat, and if they go over, they have to purchase
bloat credits from some other group that's been more
-- Bent Hagemark
There are problems in both performance and bugs, and we'd like to fix
both. In addition, the first thing we should do is decide exactly
what's going into release 5.1.2.
If we are serious about a December all-platforms release, there may be
very little we can do other than keep stumbling along as we have been.
Three months isn't much time to do anything, considering the overhead
of a release, where perhaps half of the time will be spent in "code
freeze". After 5.1, many engineers are exhausted, and it's
unreasonable to expect them to start hard work immediately. 500
outstanding priority 1 and 2 bugs is a huge list, and we haven't even
begun to hear about customer problems yet.
What Should be in Release 5.1.2:
I'm afraid the answer is going to be "everything that didn't make it
into 5.1". I know that won't be the case, but I hope that we will
carefully select what goes in now, rather than hack things out in a
panic in December. The default should be "not included", and we should
require a good reason to include things. Let's make sure that there's
a minimal, solid, working set before we start adding frills.
"SGI software has a cracked engine block, and we're trying
to fix it with a tune-up."
-- Mark Segal
As stated above, we don't even know exactly what's wrong. We probably
never will, but we should start doing things that will have as much of
an impact on the problem as possible. I don't think we have time to
study the problem in detail and then decide what to do -- we've got to
mix the research with doing something about it.
Before we begin, we should have definite performance goals -- lose less
than 5% wall-clock time on compiles of some known program over 4.0.5,
have shells come up as fast as in 4.0.5, or whatever.
Some people claim that we need new software debugging tools to look at
the problem, and that may be true, but it's not a short-term solution,
and it runs the risk of causing us to spend all our time designing
performance measurement tools, rather than fixing performance.
In fact, I don't really believe that simple "tuning" will make a
large dent. To get things to run significantly faster, we've got
to make significant changes. And we can't beat the "5% rule" by just
speeding up all the systems by 5% -- if everything is exactly 5% faster,
the overall system will be exactly 5% faster.
There's a strong tendency to look for the "quick fix". "Get the code
re-arranger to work", or "Put all the non-modifiable strings in shared
code space", for example. These ideas are attractive, since they
promise to speed up all the code, and they should probably be pursued,
but I think we're not going to make a lot of progress until we identify
the major software architectural problems and do some massive
simplification. Remember that DSOs were the last "quick fix".
There's got to be more to it than tuning; there must be some amazingly
bad software architecture -- from a novice's point of view, a 4 MB
Macintosh runs a far more efficient, interesting system than a 16 MB
Indy. The Mark Segal quote above sums it up.
Code walk-throughs and design reviews are in order for most of our
software. The attendees should include not only people working in the
same area, but a small cross-section of experienced engineers from
other areas. Get a pool of, say, 20 experienced engineers and
perhaps 3 at a time would sit in on code reviews together with the
other people working in that area.
Code reviews will help in many ways -- the engineer presenting the code
will have to understand it thoroughly to present it, others will learn
about it, and outside observers will provide different ways to look at
The most important thing should be the focus -- we're trying to make
the code better and faster, not to make it more general, or have new
features, or be more reusable, or better structured.
For complex problems, the walk-through should also include some general
design review. Are these daemons really necessary? Do we really need
this feature? And so on.
The code walk-throughs will obviously tend to turn up some bugs, so
they'll serve a dual purpose.
With 500 or so priority 1 and 2 bugs, we must prioritize these as
well. A bug that causes a system crash only on machines with some rare
hardware configuration is properly classified priority 1, but it's
probably less important than a bug in a popular program like Showcase
that causes you to lose your file every tenth time, which would
normally rank as priority 2. The effort involved in the fix should
also be taken into account. For bugs of equal frequency of occurrence,
it's probably better to fix 20 priority 2 bugs than 1 priority 1 bug if
the priority 2 bugs are 20 times easier to fix.
A bunch of bugs can be eliminated by getting rid of features. Let's
have the courage to cut some of the fat.
WHAT TO DO -- LONG TERM
"Software quality is not a crime."
-- Unknown (seen on a poster in building 7)
It's easy to go on forever here, but I'll try to limit it to a few key
ideas. We don't have to do all these at once, but we'd better start.
Have an overall SGI software plan.
Let's get an architect, or at least a small group of highly
technical people, not just managers, to agree on plans for
releases. In fact, since the release is a company-wide project,
there ought to be company-wide participation in the decisions of
what's in a release. The group should include marketing,
documentation, engineering, and management and should come up with
a compromise that's reasonable to all.
In every case, some attempt must be made to check reasonableness
all the way to the bottom. There's a long series of excuses,
"Well, that's what my junior VPs told me.", or "That's what my
directors/managers/lead engineers/engineers told me." We get
killed by the optimist effect, and a disinclination to listen
seriously to anyone but our direct reports. Try to imagine the
guts it takes for an engineer to go to his director and say: "My
manager's out of his mind -- I can't possibly do what he's
Let's try to concentrate on performance and quality, not on new
features, especially for the 5.1.2 release. I know from my own
experience that when I write good code, I spend 10% of the time
adding features, and 90% debugging and tuning them. It's the only
way to make quality software. In SGI's recent releases, the
opposite proportions are often the rule. It's much easier to add
100 really neat features that don't work than to speed up
performance by 1%.
Aim for simplicity in design, not complexity. Make a few things
work really well; don't have 1000 flaky programs.
Be willing to cut features; who's going to be more pissed off: a
customer who was promised a feature that doesn't appear, or the
same customer who gets the promised feature, and after months of
struggling with it, discovers he can't make it work?
Get better agreement between the top level VPs and the lowest
engineers that a given schedule is reasonable.
For new development, continue the formal design reviews and code
walk-throughs. These shouldn't just happen once in the development
cycle -- things are bound to change, and code reviews can be very
valuable, even for our experienced programmers.
I take full responsibility for the opinions contained herein, but I'd
like to thank Mark Segal, Rosemary Chang, Mary Ann Gallager, Jackie
Neider, Sharon Fischler, Henry Moreton, and Jon Livesey for suggestions